Full text of C&C TRADING L.L.C.'s X-17A-5 filed 2023-03-01 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | | | | |-------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------|-----------------|---------------------------------------------|--|--| | | | SEC FILE NUMBER | | | | | | ANNUAL REPORTS<br>FORM X-17A-S | | | | | | | PART Ill | | 8-48631 | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-U, and 18a-7 under the Securities Exchan1e Act of 1934 | | | | | | FILING FOR THE PERIOD BEGINNING 01/01/2022 | | | AND ENDING 12/31/2022 | | | | | MM/00/YY | | MM/riO/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME oF FIRM: C&C Trading L.L.C. | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>0 Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | O Security-based swap dealer | | □ Major security-based swap participa,t | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 35 MASON STREET, 4TH FLOOR | | | | | | | | (No. and Street) | | | | | | GREENWICH | CT | | 06380 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | | | | | | | | | | | | | John Kruger<br>(Name) | 212-997-0600<br>(Area Code -Telephone Number) | | jkruger@ddkcpas.com<br>(Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing• | | | | | | PKF O'Connor Davies, LLP | | | | | | | | (Name - if individual, state last, first, and middle name)<br>245 Park Avenue, 12th Floor New York | NY | 10167 | | | | (Address) | (City) | (State) | (Zip Code) | | | | 9/29/2003 | | 127 | | | | | tOate of Registration with PCAOB')(if applicable) | FOR OFFICIAL USE ONLY | | (PCAOB Registration Number, if appllc;able) | | | CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are to respond to the collection of Information contained In this form are not required to respond unless the form dl\$plays a currently valid 0MB control number. {1}------------------------------------------------ | | OATH OR AFFIRMATION | |----|-----------------------------------------------------------------------------------------------------------------------------------------…Read the full text as markdown