C&C TRADING L.L.C. X-17A-5 (2025-03-31) — Broker-dealer annual report

Full text of C&C TRADING L.L.C.'s X-17A-5 filed 2025-03-31 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

Document text (excerpt)

{0}------------------------------------------------ C&C TRADING, L.L.C. # STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2024 PUBLIC {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** > **ANNUAL REPORTS FORM X-17A-5** | OMBAPPROVAL | | |---------------------------|--| | 0MB Number: 3235-0123 | | | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response:<br>12 | | # **PART** Ill | SEC FILE NUMBER | | |-----------------|--| | 8-48631 | | **FACING PAGE** **Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **0 1/01/2024** AND ENDING **12/31/2024** MM/DD/VY MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: C&C TRADING L.L.C. TYPE OF REGISTRANT (check all applicable boxes): C!J Broker-dealer □ Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 35 **MASON** STREET 4TH FLOOR | | (No. and Street) | | | |----------------------------------------------|---------------------------------------------------------------------------|---------------------|--| | GREENWICH | CT | 06830<br>(Zip Code) | | | (City) | (State) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | 212-997-0600<br>John Kruger | | jkruger@ddkcoas.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | PKF O'Connor Davies, LLP | | | | | (Name - if individual, state last, first, and middle name) | | | | | | |------------------------------------------------------------|-----------------------|---------|-------------------------------------------------|--|--| | 245 Park Avenue | New York | NY | 10167 | | | | (Address) | (City) | (State) | (Zip Code) | | | | 09/29/2003 | | 127 | | | | | rt• of Registrafoo wtth<br>PCAOB )(ff appllrabl•I | | | I<br>(PCAOB Regi,tratioo N,mbe,, If applirable) | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Perso…

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