Full text of C&C TRADING L.L.C.'s X-17A-5 filed 2024-03-29 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ C&C TRADING, L.L.C. STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2023 PUBLIC {1}------------------------------------------------ | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, o.c. 20549 | | | | | | 0MB APPROVAL<br>0MB Number: 3235-0123<br>Expires: Nov. 30, 2026<br>Estimated average burden<br>hours per response: 12 | | | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------------------|------------------------------|-----------------------|---------|-----------------------------------------------------------------------------------------------------------------------|--|--|--| | | | | ANNUAL REPORTS | | | | | | | | FORM X-17A-5 | | | | | | SEC FILE NUMBER | | | | | | | PART Ill | | | | 8-48631 | | | | | Information Required Pursuant to Rules 17a•S, 17a-12, and 18a-7 under the Securities Exchange Ac:t of 1934 | | FACING PAGE | | | | | | | | | FILING FOR THE PERIOD BEGINNING O 1/01/2023 | | | | AND ENDING 12/31/2023 | | | | | | | | | MM/DD/YY | | | | MM/DD/YY | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | NAME OF FIRM: C&C Trading L.L.C. | | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>l!J Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | D Security-based swap dealer | | | | | □ Major security-based swap particip,mt | | | | | 35 Mason Street, 4th Floor | | | | | | | | | | | | | (No. and Street) | | | | | | | | | Greenwich | | | CT | | | 06380 | | | | | (City) | | | (State) | | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | | | John Kruger | | 212-997-0600 | | | | jkruger@ddkcpas.com | | | | | (Name) | (Area Code - Telephone Number)<br>(Email Address) | | | | | | | | | | | | | 8. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing•<br>PKF O'Connor Davies, LLP | | | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | | | 245 Park Avenue, 12th Fl | | | New York | | NY | 10167 | | | | | (Address)<br>9/29/2003 | |…Read the full text as markdown