Full text of C&C TRADING L.L.C.'s X-17A-5 filed 2026-03-02 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE **COMMISSION Washington,** D.C. 20549 > ANNUAL REPORTS FORM X-17A-S PART Ill | SEC FILE NUMBER | | |-----------------|--| | 8-48631 | | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and lSa--7 under the SecurtJes Exchanae Act of 19:M FILING FOR THE PERIOD BEGINNING O 1/01/2025 MM/DD/VY AND ENDING 12/31/2025 MM/DO/VY **A. REGISTRANT IDENTIFICATION** NAMEOFFIRM: C&C TRADING L.L.C. TYPE OF REGISTRANT (check all applicable boxes): IX! Broker-dealer □ Security-based swap dealer □ Major security-based **swap** participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 35 MASON STREET 4TH FLOOR (No. and Street) Greenwich CT 06830 (City) (State) (ZipCode) **PERSON** TO CONTACT WITH REGARD TO THIS FILING John Kruger 212-997 -0600 jkruger@ddkcpas.com (Area Code-Telephone Number) (Email Address) **B.ACCOUNTANTIDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* PKF O'Connor Davies, LLP (Name - if individual, state last, first, and middle name) 245 Park Avenue New York NY (Address) (Citvl (State) 09/29/2003 127 10167 (Zip Code} (Date of ·stration with PCAOB if a icable PCAOB • stration Number if a • **FOR OFFICAL USE ONLY** • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a \$1:atement of facts and circumstances relied on as the basis of the exemption. Se.e 17 CFR 240.17&--S(e)(l)(ii}, if applicable. Persons who re to respond to the collection of information contained in this form re not required to **respond unhlD** the farm dlspl ya • mrrently hd 0MB control number. {1}------------------------------------------------ #### OATH OR AFARMATION I, William Charlton swear (or affirm) that, to the best of my **knowledge** and belief, the **financial report pertainin1** to the firm of c&c Trading L.L.c. as of December 31 2~ is true and correc:t. I **further swear** (or affirm) **that neither** th• company nor any **partner,** officer, **director, or equivalent person, as the case** may **be, has any proprietary interest** In **any account claHified solely as that** of **a** customer. #### **this filing•• contains (check all applicable boxes):** - ii (a) Statement of financial condition. - ii (b) Notes to consolidated statement of financial conditi…Read the full text as markdown