Full text of ACTINVER SECURITIES, INC.'s X-17A-5 filed 2020-03-16 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ uNrrEDSTATEs SECURITIESANI)EXCHANGECOMMISSION Washington, D.C. 20S49 | OMB APPROVAL | | |--------------------------|-----------------| | OMB Number: | 3235-0123 | | Expires: | August 31, 2020 | | Estimated average burden | | | | onse" 12.00 | SEC FILE NUMBEB 8-49311 ## ANNUAL AUDITED F}EPOFiT FORM X-17A-5 PART Ill |nformationRequiredofBrokeFrsca]nNdGDpeAafeErspursuanttosec|ion|7oft|ie Securities Exchange Act of 1934 and Rule l7a-5 There+nder | REPORT FOR THE PERIOD BEGINN NG01/01/2019 | AND ENDING 12/31 /2019 | | | |-----------------------------------------------------------------------------------|------------------------|--------------------------------------------------|--| | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF BROKER-DEALER: Actinver Securities, lnc. | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not i`se P.O. Box No.) | | | | | 5075 Westheim.er, ,Suite 650 | | | | | -.(No alid streel)<br>H`ou§t^o`n<br>Texas<br>'<br>'' '<br>'. | I<br>I<br>I | 77056 | | | c;;y)<br>i:.:.<br>(State)<br>-,.``'h,,!`J```.-.<br>`<br>. ,<br>` | | (Zip code) | | | NAME AND TELEPHONE Nuv[BEk OF -PER.s6-ri`.+.6. coi\TTACT iN REGARD TO THls kepoRT | | | | | Xavler Maze | | (713) 885-9843<br>(Area Code -Telephoiic Number) | | | 8. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT wliose opinion is contained in this Report* | | | | | EEPB, P.C. | | | | | (N`amc ~ i . individtial. slate last, fil.sl. middle name) | | | | | 2950 North Loop west, Suite ` Houston | Te(xas | 77092 | | | (Cl'ty)<br>(Address) | (Stat!) | (Zip Code) | | | CHECK ONE: | | | | | Gel-tified Public Accountant | | | | | I'ublic Accountant | | | | | Accountant not resident in United States or any of its possessions. | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | \*n:t[t:t'mbsefs°urpepxo:I(nepd"[,,0):afrs°t:'tet:nee::qouf`;aec:se':`ntdh%,.(c!b:mas'%:sr::;,':tdboenca°:%dbba:,'shfeo:r;net°e:e:]f,jft:o'nn`des%nsdeecn,t}o%b2!:Co.a]C7Ca°.t:;;;(n2t) Potential persons who are to respond to the collection of Lnnf,°ersms?i{:fnocr:n5a#Fadyjsnat:jusri:iftyat:,Td°8rfiqBu::enirto°,rneusfg:rq. SEC 1410 (06-02) {1}------------------------------------------------ ### OATH 0R AFFERMATION | Xav'ier Maza | swcai. (or aft`irm) that, to the best of | |------------------------------------------------------------------------------------------------------------------------------------------------------------------…Read the full text as markdown