Full text of ALTERNA SECURITIES, INC.'s X-17A-5 filed 2025-03-06 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES | | 0MB APPROVAL | | |--------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------|------------------------|------------------------------------------------------|--| | | SECURITIES AND EXCHANGE COMMISSION | | 0MB Number: 3235·-0123<br>Expires: Nov. 30, 2026 | | | | Washington, D.C. 20549 | | Estimated average burden<br>hours per respome:<br>12 | | | | ANNUAL REPORTS | | SEC FILE NUMBER | | | | FORM X-17A-S | | 8-49311 | | | | PART,.111, -1 | | | | | | ~ | | | | | | '<br>FACLNGPAGE | | | | | | Information Required Pursuant to Rules 17a-5, 17a~12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | FILING FOR THE PERIOD BEGINNING 01/01/2024 | | AND ENDING 1273'1/2024 | | | | | MM/DD/VY | | MM/DD/VY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF FIRM: Alterna Securities, Inc. | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | ~ Broker-dealer | □ Security-based swap dealer | | □ Major security-based swap participant | | | 0 Check here if respondent is also an OTC derivatives dealer | | | | | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 2800 Post Oak Blvd, Suite 6300 | | | | | | | (No. and Street) | | | | | Houston | TX | | 77056 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Xavier Maza | 713-885-9843 | | xmaza@alternasecurities.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | EEPB, P.C. | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 2950 North Loop West Freeway, Suite 1200 Houston | Texas | 77092 | | | (Address) | {City} | (State) | (Zip Code) | | | | | | | | | 11/5/2023 | | 879 | | | | rte of<br>Regf ,tcafoo w;th PCAOB )Ill appUcable) | | | (PCAOB Reg;w,tlon Nombec, ;f a,pUcable) | | | | FOR OFFICIAL USE ONLY | | | | CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are to respond to the collection of Information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, Xavier Maza | | swear (or aff…Read the full text as markdown