Full text of ALTERNA SECURITIES, INC.'s X-17A-5 filed 2023-03-08 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITTES AND EXCHANGE COMMISSION Washington, D.C. 20549 #### OMB Number: 3235-0123 Expires; Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER OMBAPPROVAL 49311 ## **ANNUAL REPORTS FORM X-17A-S PART** Ill | | FACING PAGE | |--|-------------| | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 1Ba-7 under the Securities Exchange Act of 1934 | | | |--------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------|-----------------------------------------|-----------------------------| | FILING FOR THE PERIOD BEGINNING 01 /01 /2022 | | AND ENDING 12/31 /2022 | | | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME oF FIRM: Alterna Securities, Inc. | | | | | 1YPE OF REGISTRANT (check all applicable boxes):<br>0 Broker-dealer<br>CJ Check here If respondent Is also an OTC derivatives dealer | D Security-based swap dealer | 0 Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 5075 Westheimer, Suite 650 | | | | | | (No. and Street) | | | | Houston | Texas | | 77056 | | (City) | (State) | | {Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Xavier Maza | 713-885-9843 | | xmaza@alternasecurities.com | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing•<br>EEPB, P.C. | | | | | | (Name- if individual, state last, first, and middle name) | | | | 2950 North Loop West Freeway, Suite 1200 Houston | | Texas | 77092 | | (Address) | (City) | (State) | (Zip Code) | | 11/5/2003 | | 879 | | | | | (PCAOB Registration Number, If a | llcable | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an Independent public | FOR OFFICIAL USE ONLY | | | accountant must be supported by a statement of facts and circumstances rel led on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ll), If appllcable. Persons who are to respond to the collection of Information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}--------------------------------------------…Read the full text as markdown