Full text of ALTERNA SECURITIES, INC.'s X-17A-5 filed 2022-04-01 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 the not program and be and the the 10.5 1000 1000 1000 1000 1 育 利 100000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000 OMB APPROVAL OMB Number: 3235-0123 Estimated average burden hours per response: 12 SEC FILE NUMBER 49311 Expires: Oct. 31, 2023 # ANNUAL REPORTS FORM X-17A-5 PART III | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | |----------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------|--------------------------------------------|-----------------------------| | FILING FOR THE PERIOD BEGINNING 01/01/2021 | MM/DD/YY | _AND ENDING 12/31/2021 | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: Alterna Securities, Inc. | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Check here If respondent is also an OTC derivatives dealer | Broker-dealer D Security-based swap dealer J Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | 5075 Westheimer, Suite 650 | | | | | | (No. and Street) | | | | Houston | Texas | | 77056 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Xavier Maza | 713-885-9843 | | xmaza@alternasecurities.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | EEPB, P.C. | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing * | | | | | (Name - if individual, state last, first, and middle name) | | | | 2950 North Loop West Freeway, Suite 1200 HOUSTON | | Texas | 77092 | | (Address)<br>11/5/2003 | (City) | (State)<br>879 | (Zip Code) | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL USE ONLY | | | accountant must be supported by a statement of facts and circumstances relled on as the basis of the exemption. See 17 CFR 240.17a-5(e){1}(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond…Read the full text as markdown