Full text of NAVAID FINANCIAL SERVICES, INC.'s X-17A-5 filed 2021-03-02 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITEDSTATES SECURITIESANDEXCHANCECOMMJSSION Washington, D.C. 20549** #### 0MB APPROVAL 0MB Number. 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response ...... 12.00 # **ANNUAL AUDITED REPORT FORM X-17A-5 PARTIII** | | SEC FILE NUMBER | | |----|-----------------|--| | 8- | | | **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING01/01/202Q | | AND ENDING 12/31/2020 | | | |---------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------|-----------------------|-------------------|--| | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: | Navaid Financial Services, Inc | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS:<br>21 E. Eucl[d Ave | (Do not use P.O. Box No.) | | FIRM I.D. NO. | | | | (No. and Street) | | | | | Ha<idiutffi!et d | | | 08033 | | | (City) | (State) | | (Zip Code) | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in chis Report*<br>Siana Carr and O'Connor | B. ACCOUNTANT IDENTIFICATION<br>(Name -if i11di~idual, state last, first. middle name) | | | | | 1500 E. Lancaster Ave | Paoli | PA | 19301 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE: | | | | | | Iv' I<br>certified Public Accountant<br>B<br>Public Accountant<br>Accountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of/acts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2)* > **Potential persons who are to respond to the collection of information contained In this form are not required to respond unless the form displays a currently valid 0MB control number.** SEC 1410 (11-05) {1}------------------------------------------------ ### **OATH OR AFFIRMATION** | 1, John Carney | | , swear (or affirm) that, to the best of | |------------------------------------------------------------------------------------------------------------------------------------------…Read the full text as markdown