Full text of NAVAID FINANCIAL SERVICES, INC.'s X-17A-5/A filed 2024-04-01 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | | | 0MB APPROVAL | | |------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------|---------|-------------------------------------------------|----| | | UNITED STATES | | 0MB Number: 3235-0123 | | | | SECURITIES AND EXCHANGE COMMISSION | | Expires: Nov. 30, 2026 | | | | Washington, D.C. 20549 | | Estimated average burden<br>hours per response: | 12 | | | | | | | | | ANNUAL REPORTS | | SEC FILE NUMBER | | | | FORM X-17A-5 | | | | | | PART Ill | | | | | | | | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | | | | | FILING FOR THE PERIOD BEGINNING 0 1/01 /23 | | | AND ENDING 12/31 /23 | | | | MM/DD/VY | | MM/DD/VY | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME oF FIRM : Navaid Financial Services, Inc. | | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | [!] Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | □ Security-based swap dealer | | □ Major security-based swap participant | | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | | | 21 E. Euclid Ave. | | | | | | | (No. and Street) | | | | | Haddonfield | NJ | | 08033 | | | (City) | (State) | | (Zip Code) | | | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | John A. Carney | 609-238-9370 | | jcarney@navaidfinancial.com | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | Siana Carr O'Connor & Lynam, LLP | | | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 1500 Lancaster Ave. | Paoli | PA | 19301 | | | (Address) | (City) | (State) | (Zip Code) | | | 08/11/2009 | | 3705 | | | | | | | [PCAOB Reg;m,uoo N"mbec, ;f appl;cable[ | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 | | | | | **Persons who are to…Read the full text as markdown