Full text of NAVAID FINANCIAL SERVICES, INC.'s X-17A-5 filed 2022-02-28 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER ## **ANNUAL REPORTS FORM X-17A-5 PART Ill** | FACING PAGE<br>Information Required Pursuant to Rules<br>17a-5, 17 -12, and 18a-7 under the Securities | | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------| | | Exchange Act f 1934 | | | | | A. REGISTRANT IDENTIFICATION | | | NAME OF FIRM: | | | TYPJ,-OF REGISTRANT (check<br>all applicable boxes):<br>lR"Broker-dealer<br>D<br>Security-based swap dealer<br>D<br>0 Check here if respondent is<br>also an OTC derivatives dealer | Major security-based swap<br>participant | | ADDRESS OF PRINCIPAL PLACE<br>OF BUSINESS: (Do not use<br>a P.O. box no.) | | | E<br>Ave<br>2<br>-t<br>E<br>v~/1d | | | (No. and Street)<br>tla<br>cl<br>Ylf/e!c{<br>/(1<br>~<br>~<br>_ | O?t733 | | (City)<br>T<br>(State) | (Zip Code) | | | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | INDEPENDENT PUBLIC ACCOUNTANT | | | whose reports are contained<br>I | in this filing* | | Si<br>G<br>UM<br>Q<br>aua<br>v19<br>-(<br>, r | | | (Name - if individual, state last, first, and middle name) | | | &111'<br>La11cu<br>rk<br>/~O() | PA: | | ~<br>(Address) | (State)<br>(Zip Code) | | | | | | (PCAOB Reg;,traMo N ,mbec, If applkable) I | | FOR OFFICIAL USE ONLY | | | | | | * Claims for exemption from the requirement that the | annual reports be covered by the reports of an independent<br>public | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See <sup>17</sup> CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form** displays a currently valid 0MB control number. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** I, • swear (or affirm},that, t ge and belief, the financial report pertaining to the firm **,J** ( as of <sup>I</sup>**3-.** - <sup>3</sup>I . **2()2/** . is true and correct. I further swear (or affirm} that neither t he company nor any partner, officer, director, or equivalent person, as the case…Read the full text as markdown