Full text of NAVAID FINANCIAL SERVICES, INC.'s X-17A-5 filed 2024-03-25 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES | | 0MB APPROVAL<br>0MB Number: 3235-0123 | | |-------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------|-----------------------------|----------------------------------------------------|--| | | SECURITIES AND EXCHANGE COMMISSION | | Expires: Oct. 31, 2023 | | | | Washington, D.C. 20549 | | Estimated average burden<br>hours per response: 12 | | | | ANNUAL<br>REPORTS | | SEC FILE NUMBER | | | | FORM<br>X-17A-5 | | | | | | Ill<br>PART | | | | | | FACING PAGE | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange | | Act of 1934 | | | FILING FOR THE PERIOD BEGINNING 01 | /01<br>/23 | AND ENDING 12/31 | /23 | | | | MM/DD/VY | | MM/DD/VY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF FIRM : Navaid | Financial<br>Sercives<br>, | Inc | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>C!l<br>D<br>Broker-dealer | D<br>Security-based swap dealer | | Major security-based swap participant | | | D Check here if respondent is also an OTC derivatives dealer | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box | no.) | | | | 21<br>E<br>Euclid<br>Ave | | | | | | | (No. and Street) | | | | | Haddonfield | NJ | | 08033 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | John<br>A<br>Carney | 609-238-9370 | jcarney@navaidfinancial.com | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in | this filing* | | | | Siana<br>Carr<br>& | O'Connor | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 1500<br>Lancaster | Ave<br>Paoli | PA | 19301 | | | (Address)<br>08/11/2009 | (City) | (State) | (Zip Code) | | | T" | | 3705 | | | | of Reg;sn,i;o, w;th PCAOB)(;f applkable) | FOR OFFICIAL USE ONLY | | )PCAOB Reg;st,at;o, N,mbec, ;t,ppl;cable) I | | | | | | | | | * Claims for | exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See <sup>17</sup> CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to re…Read the full text as markdown