Full text of CASTLE HILL CAPITAL PARTNERS, INC.'s X-17A-5 filed 2019-02-28 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ STATEMENT OF FINANCIAL CONDITION AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM PURSUANT TO RULE 17A-5 Year Ended December 31, 2018 {1}------------------------------------------------ **UNITED ST ATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** | | 0MB APPROVAL | | | | | |---------------------------|-----------------|--|--|--|--| | 0MB Number: | 3235-0123 | | | | | | Expires: | August 31, 2020 | | | | | | Estimated average burden | | | | | | | hours per response 12.00 | | | | | | | | | | | | | | SEC FILE NUMBER | |-----------------| | 8-50550 | **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | | REPORT FOR THE PERJOD BEGINNING 01/01/2018<br>AND ENDING 12/31/2018 | | | | |------------|------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------|---------|--------------------------------| | | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: CASTLE HILL CAPITAL PARTNERS, INC. | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | | 216 East 45th Street, 16th Floor | | | | | | | (No. and Street) | | | | | New York | NY | | 10017 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Geoffrey L Webster 212-7484-6104 | | | | | | | | | (Area Code - Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose op inion is contained in this Report* | | | | | | Spicer Jeffries LLP | | | | | | | (Name - if individual. state last. first. middle name) | | | | | 5251 South Quebec Street, Suite 200 | Greenwood Village | co | 80111 | | (Address) | | (C ity) | (State) | (Zip Code) | | CHECK ONE: | | | | | | | I I I Certified<br>Pub I ic Accountant | | | | | | Public Accountant | | | | | D | Accou ntant not resident in Un ited States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | *Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant | | | | | | must be supported by a statement of/acts and…Read the full text as markdown