Full text of CASTLE HILL CAPITAL PARTNERS, INC.'s X-17A-5 filed 2021-03-26 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **Castle Hill Capital Partners, Inc.** **STATEMENT OF FINANCIAL CONDITION AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM PURSUANT TO SEA RULE 17A-5 AND CFTC REGULATION 1.17** **Year Ended December 31, 2020** {1}------------------------------------------------ UNITEDSTATES SECURITIES ANDEXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL AUDITED REPORT FORM X-17A-5 PART III | OMB Number: | | 3235-0123 | | |---------------------------|--|-----------|--| | Expires: October 31, 2023 | | | | | Estimated average burden | | | | | hours per response 12.00 | | | | | | | | | OMB APPROVAL | SEC FILE NUMBER | | | | | |-----------------|--|--|--|--| | 8-50550 | | | | | FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | | Concerted as a montante of the are region time there and | | | | |--------------------------------------------------------------------------|---------------------------------------------------------------------|-------------------|--------------------------------|--| | AND ENDING 12/31/2020<br>REPORT FOR THE PERIOD BEGINNING 1/1/2020 | | | | | | | MM/DD/Y Y | | MM/DD/Y Y | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: CASTLE HILL CAPITAL PARTNERS INC | | OFFICIAL USE ONLY | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | | 213 EAST 45TH STREET SUITE 1301 | | | | | | | (No. and Street) | | | | | NEW YORK | NY | | 10017 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | | | | (Area Code - Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | SPICER JEFFRIES LLP | | | | | | | (Name - if individual, state last, first, middle name) | | | | | 4601 DTC BOULEVARD SUITE 700 DENVER | | CO | 80237 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE: | | | | | | Certified Public Accountant | | | | | | Public Accountant | | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | \*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and…Read the full text as markdown