Full text of CASTLE HILL CAPITAL PARTNERS, INC.'s X-17A-5 filed 2022-03-18 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ STATEMENT OF FINANCIAL CONDITION AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM PURSUANT TO SEA RULE 17 A-5 AND CFTC REGULATION 1.17 Year Ended December 31, 2021 {1}------------------------------------------------ ## **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0 MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden # **ANNUAL REPORTS FORM X-17 A-5 PART Ill** | hours per response: 12 | | |------------------------|--| | | | SEC FILE NUMBER **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING 01I01!2021 | ---------- | AND ENDING 1213112021 | ----------- | |-------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------|----------------------------| | | MWDDNY | | MWDDNY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: Castle Hill Capital Partners, Inc. | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>D Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | D Security-based swap dealer | D Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 216 East 45th Street, Suite 1301 | | | | | | (No. and Street) | | | | New York | NY | | 10017 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Geoffrey L Webster | 212-784-6104 | | gwebster@castlehillcap.com | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | Spicer Jeffries LLP | | | | | | (Name - if individual, state last, first, and middle name) | | | | 4601 OTC Boulevard, Suite 700 | Denver | co | 80237 | | (Address) | (City) | (State) | (Zip Code) | | | | 349 | | | | | | | | | FOR OFFICIAL USE ONLY | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if appli cable. **Persons who are to respond to the coll…Read the full text as markdown