Full text of CASTLE HILL CAPITAL PARTNERS, INC.'s X-17A-5 filed 2020-03-02 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **STATEMENT OF FINANCIAL CONDITION AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM PURSUANT TO RULE 17A-5** **Year Ended December 31, 2019** The report is filed in accordance with Rule 17a-5(e)(3)under the Securiteis Exchange Act of 1934 as a PUBLIC DOCUMENT {1}------------------------------------------------ **UNITED STATES** 0MB APPROVAL **SECURITIES AND EXCHANGE COMMISSION** 0MB Number: 3235-0123 **Washington, D.C. 20549** Expires: August 31, 2020 # **ANNUAL AUDITED REPORT** hours per response .... . . 12.00 **FORM X-17A-5** SEC FILE NUMBER **PART Ill** 8-50550 | Estimated average burden | |--------------------------| | | | | | | | | | | **FACING PAGE** **Info rmation Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | | | Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | | | | |----------------------------------|-------------------------------------------------------------------------------|------------------------------------------------------------|-------------------------|--------------------------------|--| | | REPORT FOR THE PERIOD BEGINN ING 01/01/2019 | | AN D EN DING 12/31/2019 | | | | | | MM/DD/YY | | M M/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF BROKE l -DEALER: CASTLE HILL CAPITAL PARTNERS INC | | | OFFICIAL USE ONLY | | | | ADDRESS OF PRU CIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | | | 216 East 45t n Street, Suite 1301 | | \ | | | | | | (No. and Street) | | | | | | New York | NY | | 10017 | | | | City) | (State) | | (Zip Code) | | | Geoffrey L Webster 212., 84.6104 | NAME AN D TELEJ 1HONE NUMBER OF PERSON TO CONTACT IN REGARD TO T HI S REPORT, | | | | | | | | | | (Area Code - Telephone Number) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT Pl BLIC ACCOU | | NT ANT whose opinion is conta ined in this Report* | | | | | Spicer Jeffrie s LLP | | | | | | | | | (Name - if individual, state last, first. middle 11a111 e) | | | | | | 5251 South Quebec Street, Suite 200 | Greenwood Village | co | 80111 | | | (Address) | | (City) | (State) | (Zip Code) | | | C HECK ONE: | | | | | | | | certi ed Public Accountant | | | | | | | BPubli, Accountant | | | | | | | Acco1 ntant not resident in United States or any of its possessions. | | | | | | | | | | | | **FOR OFFICIAL USE ONLY** *\*Claims for exemptic n from the requirement that the annual repo…Read the full text as markdown