Full text of STUART PORTFOLIO CONSULTANTS, L.P.'s X-17A-5 filed 2020-02-27 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # STUART PORTFOLIO CONSULTANTS L.P. STUART PORTFOLIO CONSULTANTS L.P. # FINANCIAL STATEMENTS PURSUANT TO RULE 17a-5 UNDER THE SECURITES EXCHANGE ACT OF 1934 FINANCIAL STATEMENTS PURSUANT TO RULE 17a-5 UNDER THE SECURITES EXCHANGE ACT OF 1934 DECEMBER 31, 2019 DECEMBER 31, 2019 > Pubfic Public {1}------------------------------------------------ UNITEDSTATES OMB APPROVAL SECURITIESANDEXCHANGE COMMISSION OMB Number: 3235-0123 Washington, D.C. 20549 Expires: August 31, 2020 UNITEDSTATES OMB APPROVAL SECURITIESANDEXCI-IANGE COMMISSION OMB Number: 3235-0123 Washington, D.C. <sup>20549</sup> Expires: August 31, <sup>2020</sup> Estimated average burden Estimated average burden ANNUAL AUDITED REPORT hoursperresponse...... 12.00 8— 50721 it 50721 # ANNUAL AUDITED REPORT hoursperresponse...... 12.00 F0:XR)'(I:1IIIIA-5 SEC FILE NUMBER F0fill-(IR): 1II7IA-5 SEC FILE NUMBEFi . FACING PAGE . FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 andRule l7a-5 Thereunder | REPORT<br>FOR<br>THE<br>PERIOD<br>BEGINNING<br>REPORT<br>FOR<br>PERIOD<br>BEGINNING<br>THE | 01/01/201<br>9<br>01/01<br>[201<br>9 | ENDING<br>AND<br>AND<br>ENDING | 2/31/201<br>1<br>9<br>1<br>2,31,201<br>9 | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------|----------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------| | | MM/DD/YY<br>MM/DD/YY | | MM/DD/YY<br>MM/DD/YY | | A.<br>A. | IDENTIFICATION<br>REGISTRANT<br>IDENTIFICATION<br>REGISTRANT | | | | Stuart<br>NAME<br>BROKER-DEALER:<br>Stuart<br>NAME<br>or<br>BROKER-DEALER:<br>OF | Consultants,<br>Portfolio<br>Portfolio<br>Consultants | LP<br>LP<br>, | OFFICIAL<br>ONLY<br>use<br>OFFICIAL<br>ONLY<br>USE | | PRINCIPAL<br>PLACE<br>PO.<br>No.)<br>ADDRESS<br>BUSINESS:<br>(Do<br>not<br>Box<br>ADDRESS<br>OF<br>OF<br>PRINCIPAL<br>PLACE<br>OF<br>OF<br>BUSINESS:<br>(Do<br>PO. Box<br>No.)<br>not use<br>use | | | ID.<br>FIRM<br>NO.<br>NO.<br>FIRM<br>ID. | | Suite<br…Read the full text as markdown