STUART PORTFOLIO CONSULTANTS, L.P. X-17A-5 (2022-02-28) — Broker-dealer annual report

Full text of STUART PORTFOLIO CONSULTANTS, L.P.'s X-17A-5 filed 2022-02-28 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ ## STUART PORTFOLIO CONSULTANTS L.P. STUART PORTFOLIO CONSULTANTS L.P. ## FINANCIAL STATEMENT PURSUANT TO RULE 1721-5 UNDER THE SECURITES EXCHANGE ACT OF 1934 FINANCIAL STATEMENT PURSUANT TO RULE 17a—5 UNDER THE SECURITES EXCHANGE ACT OF 1934 DECEMBER 31, 2021 DECEMBER 31, 2021 > PUBLIC PUBLIC {1}------------------------------------------------ UN[TED "STATES ' OMB mfifgzgfifis SECURITIES AND EXCHANGE COMMISSION \_ Expires; om; 3:1, 2:123? ' ' Washington, D.-C. <sup>20549</sup> <sup>I</sup> Estimated average burden UNITED STATES 0MB APPROVAL SECURITIES AND EXCHANGE COMMISSION Expires: Oct 31' 2023 Washington, D.C. 20549 Estimated average burden OMB Number: 3235-0123 ## ANNUAL REPORTS ; FORM x-17A-5 PART III FORM X-17A-5 PARTHI | hours<br>per<br>hours.<br>response:<br>response:<br>per | 12<br>12 | |---------------------------------------------------------|----------| | | | FACING PAGE FACING PAGE Information Required Pursuantto Rules Fla-5, 17-a-12, and 183-7 under the Securities.-'Exchange Actof .1934 Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING<br>FOR<br>THE<br>PERIOD<br>BEGINNING<br>PERIOD<br>BEGINNING<br>FILING<br>FOR<br>THE | 01/01<br>O<br>1 / O<br>l/ 2<br>/2021<br>O<br>2 1<br>MM/DD/YY<br>MM/DD/YY | 12/31/2<br>ENDING<br>AND<br>ENDING<br>12/3<br>AND | 021<br>/ 2<br>l<br>1<br>02<br>MM/DD/YY<br>MM/DDHY | | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------|--| | | | | | | | | A.<br>REGISTRANT<br>REGISTRANT<br>A. | "<br>IDENTIFICATION<br>'<br>IDENTIFICATION<br>' | | | | NAMEOFFIRM:<br>Stuart<br>NAMEOFFIRM:<br>Stuart | Portfolio<br>Consultants.<br>Consultantsl<br>Portfolio | LP<br>…

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