Full text of STUART PORTFOLIO CONSULTANTS, L.P.'s X-17A-5 filed 2021-03-01 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # STUART PORTFOLIO CONSULTANTS L.P. STUART PORTFOLIO CONSULTANTS L.P. # FINANCIAL STATEMENT PURSUANT TO RULE 1721-5 UNDER THE SECURITES EXCHANGE ACT OF 1934 FINANCIAL STATEMENT PURSUANT TO RULE 17a—5 UNDER THE SECURITES EXCHANGE ACT OF 1934 DECEMBER 31, 2020 DECEMBER 31, 2020 > Pubfic Public {1}------------------------------------------------ UNITEDSTATES OMB APPROVAL SECURITIESANDEXCHANGE COMMISSION OMB Number: 3235-0123 Washington, D.C. 20549 Expires: August 31, 2020 UNITED STATES OMB APPROVAL SECURITIESAND EXCHANGE COMMISSION OMB Number: 3235—0123 Washington, D.C. 20549 Expires: August 31, 2020 Estimated average burden Estimated average burden 8- 50721 8- 5072 <sup>1</sup> # ANNUAL AUDITED REPORT hoursperresponse...... 12.00 F0:XR)'(I:1II7IA-5 SEC FILE NUMBER ANNUAL AUDITED REPORT hoursperresponse...... 12.00 F0:"AIIRZT1II7IA-5 SEC FILE NUMBER FACING PAGE FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule l7a-5 Thereunder Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule l7a-5 Thereunder | BEGINNING<br>REPORT<br>FORTHE<br>FOR<br>THE<br>PERIOD<br>PERIOD<br>BEGINNING<br>REPORT | 01/01/2020<br>01/01/2020<br>MM/DD/YY<br>MM/DD/YY | AND<br>ENDING<br>AND<br>ENDING | 12/31/2020<br>12/31/2020<br>MM/DD/YY<br>MM/DD/YY | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------| | A.<br>A. | REGISTRANT<br>IDENTIFICATION<br>REGISTRANT<br>IDENTIFICATION | | | | Stuart<br>OF<br>BROKER-DEALER:<br>NAME<br>Stuart<br>or<br>NAME<br>BROKER-DEALER: | Portfolio<br>Consultants,<br>Portfolio<br>Consultants | LP<br>LP<br>, | OFFICIAL<br>USE<br>ONLY<br>OFFICIAL<br>USE<br>ONLY | | PRINCIPAL<br>PLACE<br>ADDRESS<br>ADDRESS<br>OF<br>OF<br>PRINCIPAL<br>PLACE<br>OF<br>OF<br>223<br>East<br>Street,<br>Suite<…Read the full text as markdown