Full text of STUART PORTFOLIO CONSULTANTS, L.P.'s X-17A-5 filed 2023-02-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## STUART PORTFOLIO CONSULTANTS L.P. STUART PORTFOLIO CONSULTANTS L.P. ## FINANCIAL STATEMENT PURSUANT TO RULE 1721-5 UNDER THE SECURITES EXCHANGE ACT OF 1934 FINANCIAL STATEMENT PURSUANT TO RULE 17a—5 UNDER THE SECURITES EXCHANGE ACT OF 1934 DECEMBER 31, 2022 DECEMBER 31, 2022 > PUBLIC PUBLIC {1}------------------------------------------------ # CONTENTS m PAGE PAGE | Affirmation<br>Affirmation<br>or<br>or<br>Facing<br>Facing<br>Oath<br>Oath<br>Page<br>Page<br>-<br>— | | |----------------------------------------------------------------------------------------------------------------------------------------------------|------------| | of<br>ofIndependent<br>Accounting<br>Firm<br>Firm<br>Report<br>Report<br>Public<br>Public<br>Accounting<br>Independent<br>Registered<br>Registered | 1<br>1 | | ofFinancial<br>ofFinancial<br>Condition<br>Condition<br>Statement<br>Statement | 2<br>2 | | Notes<br>Notes<br>to<br>to<br>Financial<br>Financial<br>Statements<br>Statements | 3-9<br>3-9 | {2}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER ANNUAL REPORTS FORM X-17A-5 # PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01/01/2022 AND ENDING 12/31/2022 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: Stuart Portfolio Consultants, LP TYPE OF REGISTRANT (check all applicable boxes): Broker-dealer Check here if respondent is also an OTC derivatives dealer [ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | 12 East 49th Street, 11th Floor Suite 2 | | | | | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|--------------------------------|-----------------|--------------------------------------------| | | | (No. and Street) | | | | New York | | NY | | 10017 | | (City) | | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Stuart Oltchick | (212)360-7500 | | |…Read the full text as markdown