Full text of MARKETAXESS CORPORATION's X-17A-5 filed 2021-03-01 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **MarketAxess Corporation** **(A wholly-owned subsidiary of MarketAxess Holdings Inc.) Financial Statements and Supplementary Schedules December 31, 2020** {1}------------------------------------------------ | P | | | |---|--|--| | REPORT FOR THE PERIOD BEGINNING 01/01/20 | | AND ENDING 12/31/20 | | | |-------------------------------------------------------------------|--------------------------------------------------------------------------|---------------------|--------------------------------|--| | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: MarketAxess Corporation | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | | 55 Hudson Yards, 15th Floor | | | | | | | (No. and Street) | | | | | New York | NY | | 10001 | | | (City) | (State) | | (Zip Code) | | | CHRISTOPHER N GEROSA | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS SEPTEM | | 212-813-6343 | | | | | | (Area Code - Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | | | | | PricewaterhouseCoopers LLP | | | | | | | (Name - if individual, state last, first, middle name) | NY | | | | 300 Madison Avenue | New York | | 10017 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE: | | | | | | Certified Public Accountant | | | | | | Public Accountant | | | | | | | | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | {2}------------------------------------------------ | | Antonio L. DeLise<br>swear the success of swear (or affirm) that, to the best of | | |----------------|-------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------| | | MarketAxess Corporation | my knowledge and belief the accompanying financial statement and supporting schedules pertaining to the firm of | | of December 31 | | as<br>20 20 are true and correct. I further swear (or affirm) that | | | classified solely as that of a customer, except as follows: | neither the company nor any partner, principal officer or director has any proprietary int…Read the full text as markdown