Full text of MARKETAXESS CORPORATION's X-17A-5 filed 2024-02-29 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # MarketAxess Corporation (A wholly-owned subsidiary of MarketAxess Holdings Inc.) Financial Statements and Supplementary Schedules December 31, 2023 {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ## ANNUAL REPORTS FORM X-17A-5 PART III | OMB APPROVAL | |---------------------------| | OMB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response:<br>12 | | SEC FILE NUMBER | | |-----------------|--| | 8-50727 | | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 filing for the period beginning 01/01/23 MM/DD/YY AND ENDING 12/31/23 MM/DD/YY A. REGISTRANT IDENTIFICATION ## NAME OF FIRM: MarketAxess Corporation TYPE OF REGISTRANT (check all applicable boxes): = Broker-dealer = [ Security-based swap dealer = [ Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ## 55 Hudson Yards, 15th Floor | (No. and Street) | | | | | | | |----------------------------------------------|---------------------------------------------------------------------------|-----------------------------|--|--|--|--| | New York | NY | 10001 | | | | | | (City) | (State) | (Zip Code) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Michael Cianciulli | (212) 813-6270 | mcianciulli@marketaxess.com | | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | ## PricewaterhouseCoopers LLP | 300 Madison Avenue | (Name - if individual, state last, first, and middle name)<br>New York | NY | 10017 | |--------------------------------------------------|------------------------------------------------------------------------|---------|-------------------------------------------| | (Address) | (City) | (State) | (Zip Code) | | 10/20/2003 | | 238 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable | | | FOR OFFICIAL USE ONLY | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. Se…Read the full text as markdown