Full text of MARKETAXESS CORPORATION's X-17A-5 filed 2023-03-01 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # MarketAxess Corporation (A wholly-owned subsidiary of MarketAxess Holdings Inc.) Financial Statements and Supplementary Schedules December 31, 2022 {1}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ### ANNUAL REPORTS FORM X-17A-5 PART III | OMB APPROVAL | | | | | |---------------------------|--|--|--|--| | OMB Number: 3235-0123 | | | | | | Expires: Oct. 31, 2023 | | | | | | Estimated average burden | | | | | | 12<br>hours per response: | | | | | ### SEC FILE NUMBER 8-50727 | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------------|-----------------|--------------------------------------------|--|--| | FILING FOR THE PERIOD BEGINNING ______________________________________________________________________________________________________________________________________________ | 01/01/2022 | AND ENDING | | 12/31/2022 | | | | MM/DD/YY | | | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | NAME OF FIRM: MarketAxess Corporation | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br> Security-based swap dealer<br>ി Broker-dealer<br>C Check here if respondent is also an OTC derivatives dealer | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | 55 Hudson Yards, 15th Floor | | | | | | | | | (No. and Street) | | | | | | | New York | NY | | 10001 | | | | | (City) | (State) | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Christopher N. Gerosa | 212-813-6343 | | | cgerosa@marketaxess.com | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>PricewaterhouseCoopers LLP | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | 300 Madison Avenue | New York | | NY | 10017 | | | | (Address) | (City) | | (State) | (Zip Code) | | | | 10/20/2003 | 238 | | | | | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration…Read the full text as markdown