Full text of MARKETAXESS CORPORATION's X-17A-5 filed 2022-02-28 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **MarketAxess Corporation** **(A wholly-owned subsidiary of MarketAxess Holdings Inc.) Consolidated Financial Statements and Supplementary Schedules December 31, 2021** {1}------------------------------------------------ | OMB APPROVAL | | | | |---------------------------|--|--|--| | OMB Number: 3235-0123 | | | | | Expires: Oct. 31, 2023 | | | | | Estimated average burden | | | | | 12<br>hours per response: | | | | | | SEC FILE NUMBER | | | | |---------|-----------------|--|--|--| | 8-50727 | | | | | {2}------------------------------------------------ | ignature: | | |-----------|--| | | | - - - - - - - - - - - - - - - - - - - - - - - - - - - {3}------------------------------------------------ | | Page(s) | |------|--------------------------------------------------------------------------------------------------------------------------------| | | Report of Independent Registered Public Accounting Firm1-2 | | | Consolidated Financial Statements | | | Consolidated Statement of Financial Condition<br>3 | | | Consolidated Statement of Operations<br>4 | | | Consolidated Statement of Changes in Shareholder's Equity5 | | | Consolidated Statement of Cash Flows<br>6 | | | Notes to Consolidated Financial Statements<br>7-23 | | | Supplementary Schedules | | I. | Computation of Net Capital Under Rule<br>15c3-1<br>of the Securities and Exchange Commission24 | | II. | Computation for Determination of Reserve Requirements Under Rule<br>15c3-3<br>of the Securities and Exchange Commission25 | | III. | Information Relating to Possession or Control Requirements Under Rule<br>15c3-3<br>of the Securities and Exchange Commission26 | {4}------------------------------------------------  {5}------------------------------------------------ {6}------------------------------------------------ ## **MarketAxess Corporation (A wholly owned subsidiary of MarketAxess Holdings Inc.) Consolidated Statement of Financial Condition December 31, 2021** ## **Assets** | Cash and cash equivalents | 234,183,142 | |-----------------------------------------------------------------------------------------|-------------| | Cash segregated under federal regulations | 50,159,417 | | Investments, at fair value | 29,770,103 | | Accounts receivable, including accounts receivable from affiliates of \$892,277, net of | | | allowance of \$138,211 | 53,181,798 | | Receivables from broker-dealers, clearing organizations and customer…Read the full text as markdown