KBC SECURITIES USA LLC X-17A-5 (2021-02-24) — Broker-dealer annual report

Full text of KBC SECURITIES USA LLC's X-17A-5 filed 2021-02-24 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

Document text (excerpt)

{0}------------------------------------------------ # STATEMENT OF FINANCIAL CONDITION KBC Securities USA LLC Year Ended December 31, 2020 With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ # Statement of Financial Condition December 31, 2020 ## **Contents** | Facing<br>Page<br>Oath<br>or<br>Affirmation | | |----------------------------------------------------------------------------|---| | Report<br>of<br>Independent<br>Registered<br>Public<br>Accounting<br>Firm1 | | | Statement<br>of<br>Financial<br>Condition | 2 | | Notesto<br>Statement<br>of<br>Financial<br>Condition | 3 | {2}------------------------------------------------ | SEC FILE NUMBER | |-----------------| | 8-51529 | | REPORT FOR THE PERIOD BEGINNING | 01/01/20 | AND ENDING | 12/31/20 | | |-----------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------|------------|--------------------------------|--| | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: KBC SECURITIES USA LLC | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>1177 AVENUE OF THE AMERICAS 7th FLOOR | | | FIRM I.D. NO. | | | | (No. and Street) | | | | | NEW YORK | NY | | 10036 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>ROSALBA RAGUSA<br>(212) 541-0683 | | | | | | | | | (Area Code - Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | CITRIN COOPERMAN & COMPANY, LEP | | | | | | | (Name - if individual, state last, first, middle name) | | | | | 529 FIFTH AVENUE | NEW YORK | NY | 10017 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE: | | | | | | Certified Public Accountant | | | | | | Public Accountant | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | 4 7 laima for accomption for recomment for the growned your the opinion of an interned of mindenced on the googlified | | | | | {3}------------------------------------------------ - - - - - - - - - - - {4}------------------------------------------------ ![](_page_4_Picture_0.jpeg) ## **REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM**…

Read the full text as markdown

Other filings by this registrant

Original filing on SEC EDGAR (source of record)