Full text of KBC SECURITIES USA LLC's X-17A-5 filed 2022-02-25 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # STATEMENT OF FINANCIAL CONDITION KBC Securities USA LLC Year Ended December 31 , 2021 With Report oflndependent Registered Public Accounting Firm {1}------------------------------------------------ # Statement of Financial Condition December 31, 2021 # **Contents** | Facing Page Oath or Affirmation | | |-----------------------------------------------------------|--| | Report oflndependent Registered Public Accounting Firm 1 | | | Statement of Financial Condition 2 | | | Notes to Statement of Financial Condition 3 | | {2}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17 A-5 PART** Ill | 0MB APPROVAL | | |--------------------------|----| | 0MB Number: 3235-0123 | | | Expires: Oct. 31, 2023 | | | Estimated average burden | | | hours per response: | 12 | | SEC FILE NUMBER | | |-----------------|--| | 8-51529 | | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | | ---------<br>Ol/Ol/2021<br>MM/DD/VY | AND ENDING | ----------<br>12/31/2021<br>MM/DD/VY | |---------------------------------|------------------------|-------------------------------------|------------|--------------------------------------| | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: | KBC SECURITIES USA LLC | | | ------------------------------- | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): ~ Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # **1177 Avenue of the Americas** | | (No. and Street) | | | | |------------------------------------------------|------------------------------------------------------------------------------------------------------------------------|-----------------|------------------------------------------------|--| | NEW YORK | NY | | 10036 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | ROSALBA RAGUSA | (212) 541-0683 | | rosalba.ragusa@kbcsecurities.com | | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | CITRIN COOPERMAN & COMPANY, LLP | (Name - if individual, state last, first, and middle name) | | | | |…Read the full text as markdown