Full text of KBC SECURITIES USA LLC's X-17A-5 filed 2023-02-27 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # STATEMENT OF FINANCIAL CONDITION ### KBC Securities USA LLC Year Ended December 31, 2022 With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ ### Statement of Financial Condition December 31, 2022 ### **Contents** | Facing Page and Oath or Affirmation | | |--------------------------------------------------------------------------------------------------------------------------------|--| | Report of Independent Registered Public Accounting Firm 1 | | | Statement of Financial Condition 2 | | | Notes to Statement of Financial Condition,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,3 | | {2}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 ### **ANNUAL REPORTS FORM X-17A-5 PART** Ill | SEC FI LE NU MB ER | | |--------------------|--| | 8-51529 | | FACING **PAGE** Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING **01/01/2022** MM/DD/YY AND ENDING **\_1\_2\_/\_3\_1 \_/2\_0\_2\_2 \_\_** MM/DD/YY **A. REGISTRANT IDENTIFICATION** # NAME OF FIRM: \_K\_B\_C\_S\_E\_C\_U\_R\_I\_T\_I E\_S\_U\_S\_A\_LL\_C \_\_\_\_\_\_\_\_\_ \_ TYPE OF REGISTRANT (check all applicable boxes): <sup>~</sup>Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ### 1177 Avenue of the Americas, 39th Fl | | (No. and Street) | | | | |----------------------------------------------|---------------------------------------------------------------------------|----------------------------------|--|--| | New York | NY | 10036 | | | | (City) | (State) | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Rosalba Ragusa | (212) 541-0683 | rosalba.ragusa@kbcsecurities.com | | | | (Name) | (Area Code-Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | Citrin Cooperman & Company, LLP | | | | | | | | | | | | 50 Rockf ell er Plaza | (Name - if individual, state last, first, and middle name)<br>New Yor…Read the full text as markdown