Full text of KBC SECURITIES USA LLC's X-17A-5 filed 2024-02-29 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # STATEMENT OF FINANCIAL CONDITION # KBC Securities USA LLC December 31 , 2023 With Report oflndependent Registered Public Accounting Firm {1}------------------------------------------------ # Statement of Financial Condition December 31, 2023 ### **Contents** | Facing Page and Oath or Affirmation | | |---------------------------------------------------------------------------------------------------------------------------------|--| | Report oflndependent Registered Public Accounting Firm 1 | | | Statement of Financial Condition 2 | | | Notes to Statement of Financial Condition,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,3 | | {2}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 ## **ANNUAL REPORTS FORM X-17A-5 PART Ill** SEC FILE NUMBER **8-51529** **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING _l_/O_l_/2 | 2_<br>0<br>_<br>_ | 3 ____<br>AND ENDING __ 12 | | | | |---------------------------------------------------------------------------|------------------------------------------------------------|----------------------------|--------------------------------------------------------|--|--| | | MM/DD/YY | | ___<br>1_<br>/_2<br>_<br>_<br>_<br>_<br>_o<br>MM/DD/VY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | __<br>NAME OF FIRM: | K_e_c_s_E_c_u_RI_T_IE_s_u_sA_LL_c | | _________________<br>_ | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | | IXI Broker-dealer | □ Security-based swap dealer | | □ Major security-based swap participant | | | | D Check here if respondent is also an OTC derivatives dealer | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | | | | | | 1177 AVENUE OF THE AMERICAS, 39th FLOOR | | | | | | | | (No. and Street) | | | | | | NEW YORK | NV | | 10036 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Rosalba Ragusa | (212) 541-0683 | | rosalba.ragusa@kbcsecurities.com | | | | (Name) | (Area Code -Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are co…Read the full text as markdown