Full text of GEORGESON SECURITIES CORPORATION's X-17A-5 filed 2021-08-27 (period 2021-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Georgeson Securities Corporation** Financial Statements and Supplemental Information Pursuant to Rule 17a-5 of Securities Exchange Act of 1934 June 30, 2021 Confidential {1}------------------------------------------------ U NITED STATES SECURITIES AND EX CHANGE COMMISSION Washington, D.C. 20549 OMS APPROVAL 0MB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response..·,, 12.00 SEC FILE NUMBER e 51538 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** #### FA CING PA GE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | RE<br>T<br>T<br>E<br>G<br>IN<br>N<br>IN<br>PO<br>R<br>FO<br>R<br>H<br>PE<br>R<br>I<br>O<br>D<br>BE | /<br>1<br>0<br>3<br>0<br>2<br>2 | | | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------|--------------------------------------------------------------------------| | | /<br>0<br>1<br>/<br>2<br>2<br>0<br>7<br>0<br>0<br>G<br>M<br>M<br>ID<br>D/<br>YY | G<br>A<br>ND<br>EN<br>DI<br>N | M<br>M<br>/D<br>DI<br>YY | | A | G<br>IS<br>T<br>R<br>A<br>N<br>T<br>T<br>RE<br>I<br>D<br>E<br>N<br>IF | IC<br>T<br>IO<br>A<br>N | | | G<br>O<br>F<br>B<br>R<br>O<br>K<br>E<br>R<br>-D<br>E<br>LE<br>R<br>e<br>o<br>r<br>A<br>M<br>E<br>A<br>:<br>g<br>N | n<br>s<br>S<br>ri<br>t<br>i<br>C<br>c<br>u<br>r<br>e<br>s<br>o<br>e<br>e<br>o | n<br>t<br>i<br>ra<br>p<br>o<br>o | C<br>O<br>L<br>U<br>SE<br>O<br>NL<br>Y<br>FF<br>IA<br>I | | )<br>D<br>ES<br>S<br>O<br>F<br>PR<br>IN<br>C<br>IP<br>A<br>L<br>PL<br>A<br>C<br>E<br>O<br>BU<br>SI<br>SS<br>(D<br>P.<br>O<br>. B<br>N<br>D<br>R<br>F<br>N<br>E<br>:<br>o<br>t<br>e<br>A<br>us<br>ox<br>no<br>o.<br>1<br>1<br>8<br>F<br>d<br>A<br>rn<br>e<br>w<br>o<br>o<br>v<br>e | | | 1.<br>NO<br>FI<br>RM<br>0 | | | (N<br>o.<br>d<br>St<br>et)<br>an<br>re | | | | n<br>i<br>E<br>d<br>so | N<br>J | | 7<br>0<br>8<br>8<br>3 | | ity<br>(C<br>) | (S<br>te)<br>ta | | ip<br>Co<br>de<br>(Z<br>) | | A<br>N<br>U<br>R<br>O<…Read the full text as markdown