Full text of GEORGESON SECURITIES CORPORATION's X-17A-5 filed 2023-08-28 (period 2023-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Georgeson Securities Corporation** Financial Statements and Supplemental Information Pursuant to Rule 17a-5 of Securities Exchange Act of 1934 June 30, 2023 C onfidential {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-51538 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | fo<br>In<br>ati<br>R<br>ui<br>d<br>to<br>R<br>Pu<br>nt<br>rm<br>on<br>re<br>rs<br>eq<br>ua | CI<br>NG<br>FA<br>P<br>AG<br>E<br>s<br>5,<br>, a<br>1<br>u<br>ule<br>17<br>17<br>12<br>nd<br>-7<br>nd<br>8a<br>a-<br>a- | th<br>e<br>E<br>ies<br>Se<br>rit<br>er<br>cu | e<br>t o<br>f 1<br>4<br>ha<br>Ac<br>93<br>xc<br>ng | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------|-------------------------------------------------------|--|--| | LI<br>NG<br>F<br>O<br>TH<br>FI<br>R<br>E<br>PER<br>IO<br>D<br>BE<br>G<br>IN<br>NI<br>NG | /<br>/<br>0<br>7<br>0<br>1<br>2<br>0<br>2<br>2<br>AN | 0<br>6<br>/<br>3<br>D<br>EN<br>DI<br>NG | 0<br>2<br>/<br>2<br>3<br>0 | | | | M/<br>/YY<br>M<br>DD<br>M/<br>M<br>DD | | | | | | | | EG<br>IS<br>CA<br>A.<br>R<br>TR<br>A<br>N<br>T<br>ID<br>EN<br>TI<br>FI<br>TI<br>O | N | | | | | G<br>e<br>o<br>r<br>g<br>e<br>s<br>o<br>n<br>vA<br>M<br>e<br>o<br>r<br>r<br>mR» | S<br>i<br>t<br>i<br>C<br>e<br>c<br>u<br>r<br>e<br>s<br>o<br>r<br>p<br>o | t<br>i<br>r<br>o<br>a<br>n | | | | | (c<br>TY<br>PE<br>O<br>F<br>RE<br>GI<br>RA<br>he<br>ck<br>ll<br>pl<br>ST<br>NT<br>a<br>ap<br>[]<br>[l<br>S<br>ke<br>de<br>al<br>ba<br>B<br>it<br>ro<br>r-<br>er<br>ec<br>ur<br>y-<br>D<br>C<br>h<br>e<br>if<br>is<br>o<br>O<br>he<br>ck<br>de<br>als<br>nt<br>er<br>re<br>sp<br>on<br>an | b<br>ic<br>ab<br>le<br>):<br>ox<br>es<br>d<br>D<br>M<br>d<br>le<br>aj<br>r<br>se<br>sw<br>ap<br>ea<br>or<br>d<br>d<br>ler<br>TC<br>iva<br>tiv<br>er<br>es<br>ea | it<br>ba<br>d<br>s<br>ec<br>se<br>sw<br>ur<br>y- | ic<br>art<br>i<br>nt<br>p<br…Read the full text as markdown