Full text of GEORGESON SECURITIES CORPORATION's X-17A-5 filed 2024-08-29 (period 2024-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Georgeson Securities Corporation** Financial Statements and Supplemental Information Pursuant to Rule 17a-5 of Securities Exchange Act of 1934 June 30, 2024 Confidential {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | 0MB APPROVAL | | | |---------------------------|--|--| | 0MB Number: 3235-0123 | | | | Expires: Nov. 30, 2026 | | | | Estimated average burden | | | | hours per response:<br>12 | | | | | | | ## **ANNUAL REPORTS FORM X-17A-5 PART** Ill | SEC FILE NUMBER | |-----------------| | 8-51538 | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **07/01 /23** AND ENDING **06/30/24** MM/DD/YY MM/DD/YY I **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: Georgeson Securities Corporation TYPE OF REGISTRANT (check all applicable boxes): [ Broker-dealer [] Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 118 Fernwood Ave. rte | (No. and Street) | | | | | | | | | |---------------------------------------------------------------------------|---------------------------------|----------------------------------|------------|--|--|--|--|--| | Edison | NJ | | 08837 | | | | | | | (City) | (State) | | (Zip Code) | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | | Jeffrey Chasse | 781-575-2269 | jeffrey.chasse@computershare.com | | | | | | | | (Name) | (Area Code -- Telephone Number) | (Email Address) | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | | | Price Waterhouse Coopers, LLP | | | | | | | | | | (Name -- if individual, state last, first, and middle name) | | | | | | | | | | 01 Seaport Blvd.<br>1 | Boston | MA | 02210 | | | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | | | 0/20/03<br>1 | | 238 | | | | | | | of Registration with PCAOB)llf applicable) IPCAOB Reglstrntloo ""mbec, If applicable) #### **FOR OFFICIAL USE ONLY** Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the…Read the full text as markdown