Full text of GEORGESON SECURITIES CORPORATION's X-17A-5 filed 2022-08-26 (period 2022-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## **Georgeson Securities Corporation** Financial Statements and Supplemental Information Pursuant to Rule 17a-5 of Securities Exchange Act of 1934 June 30, 2022 Confidential {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ## **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** | | 0MB APPROVAL | | |--------------------------|--------------|------------------| | 0MB Number: | | 3235-0123 | | Expires: | | October 31, 2023 | | Estimated average burden | | | | hours per res] | | '+,,12.00 | | SEC FILE NUMBER | |-----------------| | ·-51538 | FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | | | AND END1Ne --06/30/2022 --------- | |------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | MMIDDIYY | | MIDDY | | | | | | NAME OF BROKER-DEALER: Georgeson Securities Corporation<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | OFFICIAL USE ONLY | | | | FIRM I.D. NO. | | | | | | (No. and Street) | | | | NJ | | 08837 | | (State) | | (Zip Code) | | | | (Area Code - Telephone Number) | | | | | | | | | | | | | | | | | | Boston | | 02210 | | (City) | (State) | (Zip Code) | | | | | | Certified Public Accountant | | | | | | | | | | | | | | | | | REPORT FOR THE PERIOD BEGINNTNe 07/01/2021<br>Price Waterhouse Coopers, LLP | A. REGISTRANT IDENTIFICATION<br>NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report<br>(Name - tf individual, state last, first, middle name)<br>MA<br>Accountant not resident in United States or any of its possessions.<br>FOR OFFICIAL USE ONLY | *Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be…Read the full text as markdown