Full text of OPTSECURITIES, LLC's X-17A-5 filed 2020-02-27 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Financial Statements and Supplemental Disclosures for the Year Ended December 31, 2019 and Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ | OMB APPROVAL | | |--------------------------|---------------------------| | OMB Number: | 3235-0123 | | Expires: | August 31, 2020 | | Estimated average burden | | | | hours per response 12.00 | | REPORT FOR THE PERIOD BEGINNING | 01/01/2019<br>MM/DD/Y Y | AND ENDING | 12/31/2019<br>MM/DD/YY | | | |----------------------------------------------------------------------------------------------|---------------------------------------------------------------------|------------|--------------------------------|-------------------|--| | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF BROKER-DEALER: | Optsecurities, LLC | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. No. | | | | | 200 South College Street, Suite 1600 | | | | | | | (No and Street) | | | | | | Chartlettee | NG | | 28202 | | | | (City) | (State) | | (Zip Code) | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Jonathan Thornton | | | 704-731-5970 | | | | | | | (Area Code - Telephone Number) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | | GreerWalker LLP | | | | | | | (Name - if individual, state last, first, middle name) | | | | | | 227 West Trade Street, Suite 1100 Charlotte | | NC | | 28202 | | | (Address) | (City) | (State) | | (Zip Code) | | | CHECK ONE: | | | | | | | Certified Public Accountant | | | | | | | Public Accountant | | | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | | | | | {2}------------------------------------------------ - - - - - - - - - - - - - -  {3}------------------------------------------------ ## TABLE OF CONTENTS | Report of Independent Registered Public Accounting Firm | 1 | |------------------------------------------------------------------------------------------------------------------------------------------------|-----| | Financial Statements | 2-6 | | Notes to Financial Statements | 7-8 | | Computation of Net Capital | 9 | | Report of Independent Registered Public Accounting Firm on Applying…Read the full text as markdown