Full text of OPTSECURITIES, LLC's X-17A-5 filed 2024-02-27 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Financial Statements and Supplemental Disclosures for the Year Ended December 31, 2023 and Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-51811 ## **ANNUAL REPORTS FORM X-17 A-5 PART** Ill **FACING PAGE** **Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **Q 1 /Q 1 /2023** AND ENDING **12/31/2023** MM/DD/VY MM/DD/YY **A. REGISTRANT IDENTIFICATION** # NAME oF FIRM: Optsecurities, LLC TYPE OF REGISTRANT (check all applicable boxes): l!J Broker-dealer D Security-based swap dealer □ Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 200 S. College Street, Suite 1600 | (Name) | (Area Code - Telephone Number) | (Email Address) | |----------------------------------------------|--------------------------------|-----------------------------------| | Jonathan Thornton | 704-731-5970 | jonathan .thornton@optcapital.com | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | (City) | (State) | (Zip Corle) | | Charlotte | NC | 28202 | | | (No. and Street) | | #### **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* ## GreerWalker LLP | | (Name - if individual, state last, first, and middle name) | | | |--------------------------------------------------|------------------------------------------------------------|---------|--------------------------------------------| | Wells Fargo Center, 15 South Main St., Ste 800 | Greenville | SC | 29601 | | (Address) | (City) | (State) | (Zip Code) | | 6/7/2005 | | 2324 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONL V | | | | | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption, See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contai…Read the full text as markdown