Full text of OPTSECURITIES, LLC's X-17A-5 filed 2025-02-28 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Financial Statements and Supplemental Disclosures for the Year Ended December 31, 2024 and Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ | FILING FOR THE PERIOD BEGINNING 01/01/2024 | AND ENDING 12/31/2024 | |--------------------------------------------|-----------------------| | MM/DD/YY | MM/DD/YY | | | (No. and Street) | | | | |--------------------------------------------------|------------------------------------------------------------|----------------------------------|-------------------------------------------|--| | Charlotte | NC | | 28202 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Jonathan Thornton 704-731-5970 | | jonathan.thornton@optcapital.com | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | GreerWalker LLP | (Name - if individual, state last, first, and middle name) | | | | | Wells Fargo Center, 15 South Main St., Ste 800 | Greenville | SC | 29601 | | | (Address) | (City) | (State) | (Zip Code) | | | 6/7/2005 | | 2324 | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | {2}------------------------------------------------ | | Jonathan Thornton | swear (or affirm) that, to the best of my knowledge and belief, the | | |------|--------------------------------------------|----------------------------------------------------------------------------------------|-------| | | financial report pertaining to the firm of | Optsecurities, LLC | as of | | 2/28 | | 2025 is true and correct. I further swear (or affirm) that neither the company nor any | |  - - - - - - - - - - - - - - - - - - - - - - - - - - - {3}------------------------------------------------ # TABLE OF CONTENTS | | Page | |------------------------------------------------------------------------------------------------------------------------------------------------|-------| | Report of Independent Registered Public Accounting Firm | 1 | | Financial Statements | 2-6 | | Notes to Financial Statements | 7-9 | | Supplemental Information: | | | Computation of Net Capital | 10 | | Assessments and Payments to SIPC: | | | Report of Independent Registered Public Accounting Firm on Applying Agreed<br>Upon Procedures to the Schedule of SIPC…Read the full text as markdown