Full text of OPTSECURITIES, LLC's X-17A-5 filed 2026-03-20 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Financial Statements and Supplemental Disclosures for the Year Ended December 31, 2025 and Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ # UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-51811 # ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING 01/01/2025 | | AND ENDING 12/31/2025 | |--------------------------------------------|--|-----------------------| |--------------------------------------------|--|-----------------------| MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION # NAME OF FIRM: Optsecurities, LLC TYPE OF REGISTRANT (check all applicable boxes): Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 200 S. College Street, Suite 1600 | | (No. and Street) | | | | | |----------------------------------------------|--------------------------------|----------------------------------|--|--|--| | Charlotte | NC | 28202 | | | | | (City) | (State) | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Jonathan Thornton 704-731-5970 | | jonathan.thornton@optcapital.com | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | R ACCOLINTARIT DENTIECATION | | | | | | # INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* # GreerWalker I I P | Greenville | SC | 29601 | |------------|-----------------------|------------------------------------------------------------| | (City) | (State) | (Zip Code) | | | 2324 | | | | | (PCAOB Registration Number, if applicable) | | | | | | | | | | | FOR OFFICIAL USE ONLY | (Name - if individual, state last, first, and middle name) | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.…Read the full text as markdown