Full text of S.G. LONG & COMPANY's X-17A-5 filed 2021-08-26 (period 2021-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITEDSTATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** 0MB APPROVAL 0MB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours oer resoonse ... , .. 12.00 | | SEC FILE NUMBER | |----|-----------------| | | | | 8- | | **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | ------------<br>REPORT FOR THE PERIOD BEGINNING 07I0<br>1/<br>2020<br>AND ENDING 06i<br>30i2021 | | | ------------ | | |--------------------------------------------------------------------------------------------------|---------------------------------------------------------------------|-------------|--------------------------------|--| | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: S. G. Long & Company | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>283 W. Front St., Suite 302 | | | FIRM I.D. NO. | | | | (No. and Street) | | | | | Missoula | MT | 59801 | | | | (City) | (State) | (Zip C.ode) | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Darla Felix | | | (406) 721-0999 | | | | | | (Area Code - Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | Moss Adams LLP | | | | | | | (Name - if individual, state last, first, middle name) | | | | | 601 W. Riverside, Suite 1800 | Spokane | WA | 99201 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE: | | | | | | §<br>Certified Public Accountant<br>Public Accountant | | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | *\*Claims for exemption from the requireJnent that the annual report be covered* by *the opinion of an independent public accountant must be supported by a statement of/acts and circumstances relied on as the basis/or the exemption. See Section 240.17a-5(e)(2)* > Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ ### **OATH OR AFFIRMATION** | my knowledge and belief the accom…Read the full text as markdown