Full text of S.G. LONG & COMPANY's X-17A-5 filed 2024-08-27 (period 2024-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER # **ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING 07/01/2023 AND ENDING 06/30/2024 MM/DD/VY MM/DD/VY #### **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: S G Long & Company \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ \_ TYPE OF REGISTRANT (check all applicable boxes): ~ Broker-dealer □ Security-based swap dealer D Major security-based swap participant D Check here If respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 283 West Front Street, Suite 302 (No. and Street) | Missoula | MT | 59802 | |----------|---------|------------| | (City) | (State) | (Zip Code) | PERSON TO CONTACT WITH REGARD TO THIS FILING | Darla Felix | 406.721.0999 | dsmarz@sglong.com | | |-------------|--------------------------------|-------------------|--| | (Name) | (Area Code - Telephone Number) | (Email Address) | | # **B. ACCOUNTANT IDENTIFICATION** ### INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* | Moss Adams, LLP<br>(Name - if individual, state last, first, and middle name) | | | | | | |------------------------------------------------------------------------------------------------------------------------|-----------------------|---------|----------------------------------------------|------------|--| | | | | | | | | 601 W Riverside, Suite 1800 | | Spokane | WA | 99201 | | | (Address) | (City) | | (State) | (Zip Code) | | | | | | 659 | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Reglstratloo N"mbec, If applicable) I | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an Independent public | | | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 | | | | | | CFR 240.17a-5(e)(l)(ii), **If** applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}--------------------…Read the full text as markdown