Full text of S.G. LONG & COMPANY's X-17A-5 filed 2025-08-27 (period 2025-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ### **ANNUAL REPORTS FORM X-17A-S PART** Ill | 0MB APPROVAL | | | | |--------------------------|--|--|--| | 0MB Number: 3235-0113 | | | | | Expires: Nov. 30, 2026 | | | | | Estimated average burden | | | | | hours perresponse: 12 | | | | SEC FILE NUMBER ### FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 07/01/2024 MM/DD/VY AND ENDING 06/30/2025 **MM/DD/YY A. REGISTRANT IDENTIFICATION** NAME OF FIRM: S G Long & Company TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 283 West Front Street, Suite 302 **(No.** and Street) Missoula MT (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 59802 (Zip Code) Darla Felix 406 721-0999 dsmarz@sglong.com (Name) (Area Code - Telephone Number) (Email Address) B. **ACCOUNT ANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Baker-Tilly LLP (Name - if individual, state last, first, and middle name) 601 West Riverside, Suite 1800 Spokane WA (Address) (City) (State) 023 99201 (Zip Code) T" of Registratioo wrth PCAOBWI applicable) **FOR OFFICIAL USE ONl Y (PCAOB Registratioo N"mbe<,** if **applkable)** I \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a current ly valid 0MB control number. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** 1, \_s\_u\_sa\_n\_E\_W\_illi\_am\_s \_\_\_\_\_\_\_\_\_\_\_\_\_\_ \_\_, swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of s G Long & Company as of \_J\_u\_n\_e\_3\_0 \_\_\_\_\_\_\_\_ ~P~\_\_, 2~ is true and correct. I further swear (or affirm) that neither the company nor any partner, officer, director, or equivalent person, as the case may be, has any proprie…Read the full text as markdown