Full text of S.G. LONG & COMPANY's X-17A-5 filed 2022-08-26 (period 2022-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** **ANNUAL REPORTS FORM X-17A-5 PART Ill** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 | | SEC FILE NUMBER | | |--|-----------------|--| | | | | **FACING PAGE** Information **Required Pursuant to Rules 17a-5, 17a-12,** and **18a-7 under** the Securities **Exchange Act** of **1934** FILING FOR THE PERIOD BEGINNING 07/01/2021 MM/DD/YY AND ENDING **A. REGISTRANT IDENTIFICATION** 06/30/2022 MM/DD/YY NAME OF FIRM: S G Long & Company \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ \_ TYPE OF REGISTRANT (check all applicable boxes); ~Broker-dealer D Security-based swap dealer □ Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.} 283 West Front Street, Suite 302 (No. and Street) Missoula Montana 59802 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Darla Felix {406) 721-0999 dsmarz@sglong.com (Name) (Area Code -Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Moss Adams LLP (Name - if individual, state last, first, and middle name) 601 W. Riverside, Suite 1800 Spokane WA (Address) (City) (State) 659 99201 (Zip Code) **l" of Reglstratloa with PCAOB)llf applkable) FOR OFFICIAL USE ONLY** (PCAOB Kegl>trntloa Norn bee, If appl<able) I \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), **if** applicable. **Persons who are to respond to the collection of information contained In this form are not required to respond unless the form displays** a **currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** I, Susan Williams swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of S G Long & company as of June 30, 2022, is true and correct. I further swear (or affirm) that neither the company nor any partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely as that of…Read the full text as markdown