Full text of VISION BROKERAGE SERVICES, LLC's X-17A-5 filed 2021-09-28 (period 2021-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # VISION BROKERAGE SERVICES, L.L.C. STATEMENT OF FINANCIAL CONDITION JUNE 30, 2021 **PUBLIC** {1}------------------------------------------------ **UNITED STATES SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549** 0MB APPROVAL OMBNumber: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response ...... 12.00 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** | SEC FILE NUMBER | |-----------------| | 8-51966 | **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING JUL y 1, 2020 | | | AND ENDING JUNE 30, 2021 | | | |-------------------------------------------------------------------------------------------|--|---------------------------------------------------------------------|--------------------------|---------------|--------------------------------| | | | MM/DD/YY | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: VISION BROKERAGE SERVICES L.L.C. | | | OFFICIAL USE ONLY | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | FIRM I.D. NO. | | | | | 120 LONG RIDGE ROAD, 3 NORTH | | | | | | | | | (No. and Street) | | | | | STAMFORD | | CT | | 06902 | | | (City) | | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>HOWARD ROTHMAN | | | | (203)388-2660 | | | | | | | | (Area Code - Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | PKF O'CONNOR DAVIES, LLP | | | | | | | | | (Name - if individual, state last, first, middle name) | | | | | 500 MAMARONECK AVENUE, SUITE#301 | | HARRISON | NY | | 10528 | | (Address) | | (City) | (State) | | (Zip Code) | | CHECK ONE: | | | | | | | I<br>✓<br>Certified Public Accountant<br>Public Accountant<br>D | | | | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis/or the exemption. See Section 240.17a-5(e)(2)* > **Potential persons who are to respond to the collection of information contained In t…Read the full text as markdown