Full text of VISION BROKERAGE SERVICES, LLC's X-17A-5 filed 2025-09-15 (period 2025-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-51966 **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **07 /Q 1 /24** MM/DD/VY AND ENDING **06/30/25** MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: Vision Brokerage Services, L.L.C. TYPE OF REGISTRANT (check all applicable boxes): C!J Broker-dealer □ Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer D Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 1010 Washington Blvd. Ste#300 (No. and Street) Stamford CT 06901 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Howard Rothman (203 )388-2660 hrothman@vfmarkets.com (Name) (Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* PKF O'Connor Davies, LLP (Name - if individual, state last, first, and middle name) 245 Park Avenue, 12th. Floor New York NY 10167 (Address) (City) (State) (Zip Code) 09/29/2003 127 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) **FOR OFFICIAL USE ONLY** • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {2}------------------------------------------------ #### **OATH OR AFFIRMATION** | ___________ _, 2~<br>financial report pertaining to the firm of Vision Brokerage Services, L.L.C. | | I, Howard Rothman | | swear (or affirm) that, to the best of my knowledge and belief, the | | |---------------------------------------------------------------------------------------------------|----------|-------------------|--|--------------------------------------------------------------------------…Read the full text as markdown