Full text of VISION BROKERAGE SERVICES, LLC's X-17A-5 filed 2024-09-17 (period 2024-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ {1}------------------------------------------------ | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | | 0MB APPROVAL<br>0MB Number: 3235-0123<br>Expires: Nov. 30, 2026<br>Estimated average burden<br>hours per response: I 2 | | | | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|----------------|------------------------------------------------------------------------------------------------------------------------|--|--|--|--| | | ANNUAL REPORTS | | SEC FILE NUMBER | | | | | | | FORM X-17A-S | | 8-51966 | | | | | | | | | | | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | | | --------<br>07/01 /23<br>AND ENDING 06/30/24<br>FILING FOR THE PERIOD BEGINNING | | | | | | | | | | -<br>MM/DD/YY | | MM/DD/ Y Y | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | NAME oF FIRM: Vision Brokerage Services, L.L.C. | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>□ Major security-based swap participant<br>□ Security-based swap dealer<br>~ Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | 120 Long Ridge Road, 3 North | | | | | | | | | | (No. and Street) | | | | | | | | Stamford | CT | | 06902 | | | | | | (City) | (State) | | (Zip Code) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | Howard Rothman | (203 )388-2660 | | hrothman@vfmarkets.com | | | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>PKF O'Connor Davies, LLP | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | 245 Park Avenue, 12th Floor | New York | | NY<br>10167 | | | | | | (Address)<br>09/29/2003 | (City) | (State)<br>127 | (Zip Code) | | | | | | te of Reg;st,atlo, with PCAOBJ(;f appUeableJ<br>r | | | (PCAOB RelOstratloo N,mbec, • applicable I I | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | * Claims for exemption from the requirem…Read the full text as markdown