Full text of VISION BROKERAGE SERVICES, LLC's X-17A-5 filed 2022-09-28 (period 2022-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # VISION BROKERAGE SERVICES, L.L.C. STATEMENT OF FINANCIAL CONDITION JUNE 30, 2022 **PUBLIC** {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | 0MB APPROVAL | | | | | |--------------------------|--|--|--|--| | 0MB Number: 3235-0123 | | | | | | Expires: Oct. 31, 2023 | | | | | | Estimated average burden | | | | | | hours per response: 12 | | | | | # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | SEC FILE NUMBER | |-----------------| | 8-67447 | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **\_ \_ 0\_7\_/\_0\_1\_/\_2\_1 \_\_ AND** ENDING **\_\_ 0\_6\_/3\_0\_/\_2\_2 \_\_** MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: Vision Brokerage Services, L.L.C. TYPE OF REGISTRANT (check all applicable boxes): [!] Broker-dealer D Security-based swap dealer □ Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 120 Long Ridge Road, 3 North | Stamford | CT | | 06902 | | |----------------------------------------------|-----------------------------------------------------------------------------------------------------------|------------------------|-----------------|--| | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Howard Rothman | (203 )388-2660 | hrothman@vfmarkets.com | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | | | | | | B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | PKF O'Connor Davies, LLP | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 245 Park Avenue, 12th Floor | New York | NY | 10167 | | | (Address) | (City) | (State) | (Zip Code) | | | 09/29/2003<br>T" | | 127 | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control numbe…Read the full text as markdown