Full text of PREFERRED CLIENT GROUP, INC.'s X-17A-5 filed 2021-12-17 (period 2021-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washinpon,** D.C. **20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | SEC FILE NUMBER | |-----------------| | 8-52005 | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | ___<br>10 / ___ 01 __ /_20 | ___<br>AND ENDING | 09 / 30_/ __ 21 _____ _ | |---------------------------------------------------------------------------------|---------------------------------------------------------------------------|-----------------------------------------|--------------------------------------------| | | MM/DD/VY | | MM/DD/VY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: Preferred Client Group. Inc | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | ~ Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | □ Security-based swap dealer | □ Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | 3707 Dartmouth | | | | | | (No. and Street) | | | | Dallas | Texas | | 75205 | | (City) | (State) | | (Zip Code) | | James D. Gaberino | 214-520-o832 | pcgl)Jdlab.net | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | PhiWp v. Georce, PLLC | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | (Name - if individual, state last, first, and middle name) | | | | 5179CR 1026 | Celeste | Texas | 75423 | | (Address) | (City) | (State) | (Zip Code) | | 02/24/09 | | #3366 | | | (it• of Registration with PCAOB)(if applicable) | FOR OFFICIAL USE ONLY | | (PCAOB Registration Number, if applicable) | | | | | | | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(1)(ii), if applicable. Persons who are to respond to the collection of Information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | James D. Gaberino<br>. swear (or affirm) that, to the best of my knowledge and belief, the<br>I. | | |--------------------------------------------…Read the full text as markdown