Full text of PREFERRED CLIENT GROUP, INC.'s X-17A-5 filed 2022-12-13 (period 2022-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | PART Ill | | 0MB APPROVAL | |--------------------------| | 0MB Number: 3235-0123 | | Expires: Oct. 31, 2023 | | Estimated average burden | | hours per response: 12 | SEC FILE NUMBER 8-52005 #### **FACING PAGE** | FILING FOR THE PERIOD BEGINNING | =10=---/-=-0=l/"""'2=1<br>MM/DD/YY | ___<br>AND ENDI NG | -- | --<br>~0~9/~3'-"0.,_/2=2~<br>MM/DD/YY | |--------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------|----------------------------------|--------------------------------------------| | | A. REGISTRANT IDENTIFICATION | | | | | | | | | | | NAME OF FIRM: Preferred Client Group, Inc | | | | | | TYPE OF REGISTRANT (check all applicable boxes) : | | | | | | ~ Broker-dealer | □ Security-based swap d_ealer | □ Major security-based swap participant | | | | D Check here if respondent is also an OTC derivatives dealer | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSI NESS: (Do not use a P.O. box no.) | | | | | | 3707 Dartmouth | | | | | | | (No. and Street) | | | | | Dallas | Texas | | | 75205 | | | | | | | | (City) | (State) | | | (Zip Code) | | | | | | | | James D. Gaberino | 214-520-0832<br>(Area Code - Telephone Number) | | pcg@jdgab.net<br>(Email Address) | | | PERSON TO CONTACT WITH REGARD TO TH IS FILING<br>(Name) | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT w hose reports are contained in t his filing*<br>Phillip V. George, PLLC | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 5179 CR 1026 | Celeste | | Texas | 75423 | | (Add ress) | (City) | | (State) | (Zip Code) | | 02/24/09 | | #3366 | | | | (Date of Registrat ion wit h PCAOB)(if applicable) | FOR OFFICIAL USE ONLY | | | (PCAOB Registration Number, if applicable) | accountant must be supported by a statement of facts and circumstances rel ied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I,_. --'J"""a""m"--=e~s~D~._G~a~b~e~r…Read the full text as markdown