Full text of PREFERRED CLIENT GROUP, INC.'s X-17A-5 filed 2023-11-16 (period 2023-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | 0MB APPROVAL | | |--------------------------|--| | 0 MB Number: 3235-0123 | | | Expires: Oct. 31, 2023 | | | Estimated average burden | | | hours per response: 12 | | # **ANNUAL REPORTS FORM X-17A-5 PART** Ill SEC FILE NUMBER 8-52005 #### **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | | ___<br>FILING FOR THE PERIOD BEGINNING<br>_10~/_0~l/~2_2 | --<br>AND ENDING | __<br>_<br>--"-09"-"/--=3~0/~2=3 | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------|--------------------------------------------| | | MM/DD/VY | | MM/DD/VY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: Preferred Client Grou | Inc | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | ~ Broker-dealer | D Security-based swap dealer | 0 Major security-based swap participant | | | D Check here if respondent is also an OTC derivatives dealer | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 3707 Dartmouth | | | | | | {No. and Street) | | | | Dallas | Texas | | 75205 | | | | | {Zip Code) | | {City) | (State) | | | | | 214-520-0832 | pcg@jdgab.net | | | | {Area Code - Telephone Number) | {Email Address) | | | PERSON TO CONTACT WITH REGARD TO THIS FILI NG<br>James D. Gaberino<br>{Name) | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | {Name - if individual, state last, first, and middle name) | | | | | Celeste | Texas | 75423 | | | {City) | {State) | {Zip Code) | | 02/24/09 | | #3366 | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are cont ained in this fil ing*<br>Phillip V. George, PLLC<br>5179 CR 1026<br>{Address)<br>{Date of Registration with PCAOB) {if applicable) | FOR OFFICIAL USE ONLY | | {PCAOB Registration Number, if applicable) | **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** CFR 240.17a-5{e){l){ii), if applicable. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** I,\_, **--=J=ac.=..m=e=s=--=D--'-."""'G=a=b-"-e=r-…Read the full text as markdown