Full text of PREFERRED CLIENT GROUP, INC.'s X-17A-5 filed 2024-12-06 (period 2024-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** APPROV L 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: J 2 SEC FIL£ NUMBER 8-52005 **Information Required Pursuant to Rules 17a•5, 17a-1Z, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **10/01 /23** MM/DD/VY AND ENDING **09/30/24** MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: Preferred Client Group, Inc. TYPE OF REGISTRANT (check all appllcable boxes): 0 Broker-dealer O Security-based swap dealer 0 Major security-based swap participant □ Check here lf respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 3707 Dartmouth (No. and Street) Dallas TX 75205 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING James D. Gaberino 214-520-0832 pcg@jdgab.net (Name) (Area Code - Telephone Number) (Emal! Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing• Phillip V. George, PLLC (Name - if Individual, state last, first, and middle name) 5179 CR 1026 Celeste TX 75423 (Address) (City) (State) (Zip Code) 02/24/09 #3366 (Date of Registration with PCAOB)(lf applicable) (PCAOB Registration Number, If applicable) **FOR OFFICIAL USE ONLY** • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(II), if applicable. Persons who are to respond to the collection of Information contained In this form are not required to respond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ #### OATH **OR AFFIRMATION** | | swear (or affirm) that, to the best of my knowledge and belief, the<br>I, James D. Gaberino | | | | | | |--------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--|--|--|--|--| | | ~<br>financial report pertaining to the firm of Preferred Client Group, Inc.<br>as of | | | | | | | | ~<br>2~<br>9/30<br>ls true and correct. I further swear (or affirm) that neither the com…Read the full text as markdown