Full text of SIG BROKERAGE, LP's X-17A-5 filed 2021-02-25 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITEDSfATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours oer resoonse ...... 12.00 ## **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** **SEC FILE NUMBER** a-52028 ### **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | 20<br>REPORT FOR THE PERIODBEGINNING01 | | 12/31/20<br>--<br>--- | | |---------------------------------------------------------------------------------------------------------------------------------------------|------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--| | MM/00/YY | | MM/00/YY | | | | | | | | NAME OF BROKER-DEALER: SIG BROKERAGE, LP<br>ADDRESS OF PRlNCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>401 CITY AVENUE, SUITE 220 | | OFFICIAL USE ONLY | | | | | FIRM 1.0. NO. | | | | | | | | PA | | 1 9004 | | | (State) | | (Zip Code) | | | | | | | | | | (Arca Code -Telephone Number) | | | | | | | | | | | | | NEWYORK | NY | 10017 | | | (City) | (State) | (Zip Code) | | | | | | | | | | | | | | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | /01<br>/<br>(No. and Street) | ---<br>AND ENDING<br>A. REGISTRANT IDENTIFICATION<br>NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>610-617-2812<br>B. ACCOUNT ANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report•<br>(Name-if Individual, state last,firs� middle name)<br>Accountant not resident in United States or any of its possessions. | | *must be supported by a statement o/fttcts and circumstances relied on as the basis/or the exemption. See Section 240.17a-5{e){2}* **Potential persons who are to respond to the collectlon of** Information contained in this form are not required to respond **unless the form di splays a currentlyvalld 0MB control number.** SEC 1410 (11-05) {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, __R<br>O<br>_B_E__T_S_A_C_K | ______________________ , swear…Read the full text as markdown