Full text of SIG BROKERAGE, LP's X-17A-5 filed 2023-02-27 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, O.C. 20549 > **ANNUAL REPORTS FORM X-17A-S PART Ill** **0MB APPROVAL 0MB Number: 323S 0123 Expires: Oct. 31, 2023 Estimated average burden hours per response· 12** > **S(C FILE NUMBER** 8-52028 FACING **PAGE** **Information Reqt1Jired Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **Q 1/01/2022** AND ENDING **12/31/2022** **MM/DD/VY** **MM/DD/YY** A. REGISTRANT IDENTIFICATION # NAME OF FIRM: SIG BROKERAGE, LP TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer O Security-based swap dealer 0 Major security-based swap participant **0 Check here 1f respondent 1s also an OTC derivatives dealer** ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 401 CITY AVENUE1 SUITE 220 | | {No. and Street) | | | |----------------------------------------------|-------------------------------|-------------------|--| | BALA CYNWYD | PA | 19004 | | | {City) | (StMe) | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | ROBERT SACK | 610-617-2812 | ROB.SACK@SIG. COM | | | (Name) | (Area Code -Telephone Number) | {Email Address) | | ### **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in th is filing\* # EISNERAMPER, LLP | | NY | 10017 | | |--------|-----------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--| | (City) | {State) | (Zip Code) | | | | | | | | | | | | | | | | | | | | | | | | FOR OFFICIAL USE ONLY | {Name -if individual, state last, first, and midd e name)<br>NEW YORK<br>274<br>• Claims for exemption from the requirement that the annual reports be covered by the report, of an independent public | | **• Claims for exemption from the requirement that the annual reports be covered by the report, of an independent public accountant must be supported by a statement of facts and circumstances relied on as the ba,is of the exemption. See 17 CFR 240.l 7a-5(e)(l)Cii), if applicable.** **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### OATH OR AFFIRMATION 1 ,…Read the full text as markdown